We design the right security for your business, handle the SEC filing, and get you listed on a funding portal — so you can raise capital from thousands of investors while staying focused on building.
Giving up 15–30% of your cap table to raise a seed round means giving away value you'll never get back. For many businesses, equity isn't the right instrument — but it's the only one most platforms offer.
Fixed monthly payments and restrictive covenants can choke a growing business. If your revenue is variable or seasonal, traditional debt structures work against you when you need flexibility most.
Funding portals optimize for their deal volume. Lawyers bill hourly to file paperwork. Neither is incentivized to design the optimal capital structure for your specific business. You deserve an advisor who is.
We assess your capital needs, current structure, revenue profile, and goals to determine the optimal exemption and instrument type.
We construct the security — pricing, return mechanics, duration, investor rights — and present you with a term sheet for review.
We prepare your SEC filing (Form C for Reg CF, Form 1-A for Reg A+), handle EDGAR submission, and manage all regulatory correspondence.
We select the right funding portal, configure your offering page, connect escrow and transfer agent, and coordinate campaign launch.
We monitor your campaign, file required SEC updates, manage investor communications, and handle escrow release through close.
Securities structuring & term design
SEC filing & EDGAR submission
Funding portal configuration & placement
Campaign management through close
Series 7, 24, 63, 65, 3, 4, 30, 34 — the full stack of registrations required to structure, supervise, and advise on securities offerings across equities, derivatives, and alternative instruments.
Built futures trading, prediction markets, and equities shorting products from inception through launch — processing billions in volume under FINRA, SEC, and CFTC oversight.
CFA Level III candidate bringing institutional-grade analytical frameworks to security design. Your instrument is structured with the same rigor applied to institutional capital markets products.
Currently building an SEC-compliant Reg A+ tokenized securities platform with active tZERO partnership. Every filing nuance, every transfer agent integration is current, practiced knowledge.
Tell us about your business and how much you're looking to raise. We'll come back with an honest assessment of the best path forward — including whether we're the right fit.
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